Why has Dune endured, while Heinlein, Asimov, and Clarke have faded?

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I got an interesting e-mail last night, which summed up to ‘Could Isaac Asimov, Arthur C. Clarke, and Robert Heinlein’s focus on computers and technology explain why Herbert's creations have fared better over time?’

It’s an interesting question, one that’s worth picking apart a bit. Certainly, Asimov, Clarke and Heinlein are still pretty popular. If you go to a bookstore, you’ll likely see their works on the shelves, alongside the newer bestsellers. But I kind of agree: while they’re popular, they’re static, and I don’t think that they’re entirely as relevant as they were when they were first published.

Certainly, the technology that they envisioned and championed in their works is a far cry from what’s available today. Asimov famously didn’t use a computer until the 1980s, but he also put together his “Three Laws of Robotics” that still gets airplay whenever we talk about AI and robotics today. Clarke and Heinlein also had their own impacts on how we conceptualize space travel and life elsewhere.

But my guess is that their (relative) decline from their heydays has less to do with the technology getting dated, and more about what those stories were actually about. The formative years of the modern genre are deeply rooted in conceptual electronics and technologies: Hugo Gernsback's earlier magazine efforts were electronics magazines, with science fiction coming in as a happy side effect that later came out in Amazing Stories. Later, John W. Campbell Jr. also started out by writing stories that focused heavily on technology, and brought that sensibility over to Astounding Science Fiction when he began editing it. Reading those stories today, and one thing is really glaring: they really didn’t put a lot of thought into how society and culture worked, and that extends into their characters.

That’s something that’s really changed for the genre as a whole. There were certainly authors who focused more heavily on characters and society and culture, but that just doesn’t seem like it was part of the marketplace, and I think that’s sort of why Dune has endured. Herbert’s book really isn't a technological science fiction novel; t's far more interested in court intrigue, dynastic politics, and society at large — all things that are still deeply interesting today. I can’t really speak to Herbert’s other works, but Dune always felt different in ways that the works of Clarke and Heinlein did. Dune concerns the rise and fall of dynasties across vast parts of space.

I’m making some very broad generalizations, and I’ll throw Asimov a bone: Foundation covers some of the same ground, and that book is still pretty popular. But compared to Dune, it never really felt as interesting. Larry Niven’s Ringworld saga also covers the vast rise and fall of civilizations, although he doesn’t exactly handle some of the cultural stuff all that well, particularly with the character Teela Brown.

But I think that there’s a bigger reason for why Dune feels like it’s sticking around: Frank Herbert might be dead, but his son Brian has been actively actively championing his works, and keeping the franchise around. I spoke with him and Kevin Anderson back in 2016, who have added books to the franchise over the years, and are now actively working to put together a new film adaptation, to be helmed by Arrival and Blade Runner 2049 director Denis Villeneuve. Their efforts are huge when it comes to Herbert’s work, because for better or for worse, they’re keeping the Dune franchise in the limelight. Dune is a good foundation for a bigger shared universe to begin with, but while Asimov, Heinlein, and Clarke are still popular with readers, they really don't have a single person championing their respective visions, either an obsessed offspring, or devoted fan-author. Their estates are really just making sure that their works remain in print, and haven’t been adding to their respective bodies. You see the same thing with the world of J.R.R. Tolkien: his son Christopher has devoted his life to expanding his father's legacy, and has brought out a number of new books in the last couple of decades, and as recently as this year

The publishing and entertainment industry as a whole is extremely focused not just on individual works, but on the intellectual property that an author generates. This isn’t anything new: Asimov, Heinlein, Ursula Le Guin, Niven, and others all wrote in massive “future histories” in which they wrote stories that shared a common story. While they were writing stories that earned them money per word, having a common universe to return to made generating new stories far easier than generating something from scratch each and every time. Authors are doing it today as well: Max Gladstone’s Craft Sequence comes to mind, as does James S.A. Corey’s Expanse series, Martha Wells’ Murderbot novellas, Mary Robinette Kowal’s Lady Astronaut stories, or Carrie Vaughn’s Harry and Marlowe stories. They’re telling a larger story spread out across varying mediums.

A good example of this is also the much larger franchise, like Star Trek or Star Wars. Back in 2015, I took a deep dive into the history of the Star Wars Expanded Universe, and came away with an interesting revelation: the books were a key reason for why George Lucas rebooted Star Wars with the prequels: the continual release of new content from the series kept fans engaged. Otherwise, the Star Wars trilogy would likely have remained back in the 1970s and 1980s: favored classics that wouldn’t have as rich a world as it now has. It’s also why the franchise caught Disney’s attention, and why it’s arguably one of the biggest entertainment franchises in the world: it’s something fans can continually engage with, and it’s something that’s continually updated not only with new content, but with content that’s relevant to a far more diverse and global audience.

Dune, I think is in a similar boat, and has a leg up on Asimov, Clarke, and Heinlein: the fans have remained engaged with the huge number of new books that have come out over the years, keeping interest alive in the franchise as whole. The same could likely be done with the works of Asimov, Clarke, and Heinlein, provided the right person was at the helm, with the willingness to not merely re-release their books, but reinterpret and build on their worlds and IP for new audiences. Given the keen amount of attention that major studies and streaming platforms have placed on original content and new IP to develop, I’m a little surprised that the names of the “Big Three” don’t come up more often. But, there’s plenty of authors and properties that will take their place.

Frank Herbert's Epic Dune Series

One of the first major SF novels that I picked up was Dune. Something about the copy at the library was striking: a figure against a desert. I tore into it and to this day, I can still visualize various parts of the book. It got me thinking about science fiction in ways that I hadn't before, and I still count it as one of my favorite books. I've never read the sequels: I never wanted to be disappointed or let down by the other novels (much like I've never read the 2nd and 3rd installments of the Ringworld and Foundation trilogies).

I read Dreamer of Dune a number of years ago, and reading through it again to source this article, I was surprised at how much of an unlikable person Herbert was - he seemed to have a number of character flaws that made him cranky, angry and generally in trouble with the IRS. At the same time, it's interesting to see just how big of a hill he had to climb to reach the heights he achieved over the course of a career. It's a bit of a shame that he didn't live long enough to really enjoy it or continue his series by himself.

Go read Frank Herbert's Epic Dune Series over on Kirkus Reviews.

Sources:

  • Dreamer of Dune: The Biography of Frank Herbert, Brian Herbert. I read this a number of years ago, and reading it again, this is a really painful book to read. It's disorganized, not terribly well written, and not critical in any sense of the imagination. However, it did provide a number of details into when and how Herbert went about writing.
  • Frank Herbert, Timothy O'Reilly. This is an early biography of Herbert published in 1981, and it provides some outstanding detail to Herbert and his work.
  • The History of Science Fiction, by Adam Roberts. Roberts' text, as always, is a helpful book for figuring out the context for Dune in the grand scheme of things, and provides some excellent information on the literary side.
  • Frank Herbret, William F. Touponce. This text mainly analysis the literary elements of Herbert's books (most of them), and it's a useful resource here.

Online sources:

 

It's also worth mentioning that Jodorosky's Dune is a phenomenal documentary that you should see if you have any interest in Dune.

Fighting in the Future

Earlier this week, the Russian metro system was hit with two suicide bombers, who detonated their explosives in the midst of rush hour, killing 39 people. It is a tragedy, and a reminder that it is not just the United States that is under threat from fundamental forces, but any large organization that has displeased factions around them. It also helps to underscore the ridiculous nature of any sort of 'War on Terror', the American brand or otherwise, because this is a type of warfare that will remain with people for a long time to come. In the future, there will be war, conflict and any number of atrocities committed against people.

Terrorism is an act of warfare, and as such, is a calculated political statement that is designed to attract the maximum amount of attention as a way to promote their cause, and to show that they feel that they have had no other way to legitimately protest their actions against whomever they are fighting against. I was surprised when the Chechen rebel leader Doku Umarov took over a day to announce his participation in the bombings, to either preempt any sort of group attempting to take advantage of the atrocity, and to establish their anger against the Russian government.

The science fiction world pushes into the future, often using warfare as a backdrop for a number of different stories. Very rarely, however, is the nature of warfare really discussed within these definitions, where war is a political entity. Terrorist-centric warfare, with attacks against civilians (who in turn, represent a larger organization or government), is something that has not really taken to the speculative fiction genre, but it will undoubtedly influence future works, as World War II influenced classic books during the Golden Age of Science Fiction. The major battles fought in the Pacific Ocean, mainland Europe or in the sands of the Sahara Desert provided fantastical and dramatic backdrops in which larger stories could be told or adapted for what might come for the future. Certainly the Second World War provided a number of elements that were almost unthought-of of by the average person on the streets. Massive bombing forces to lay waste to a country, soldiers dropped in by aircraft, submarines that could paralyze an entire navy, unstoppable bombs that could reach countries in a very short amount of time and the splitting of the atom. Still, with all technology aside, World War II proved to be an advanced war in how these technologies were implemented into the major strategy and tactics of the day, a departure from the prior major war.

Reading over the first couple of chapters in Kim Stanley Robinson's Red Mars recently, I was struck at how similar the opening was to some elements of real life, where one of the main characters, astronaut and colonist John Boone was assassinated by fundamentalist agents under another character, Frank Chalmers. In a way, this is an exceptionally similar event, with a number of parallels to the modern day: a political entity, frustrated by the actions of a legitimate government, acted out using violence as a way to demonstrate a political point. The innocence of those targeted does not matter, in events like this: they become an object, and that's what has happened in this regard.

Frank Herbert's Dune is another book in which militant fighting is demonstrated as a way for groups to illustrate their issues with a larger established authority. Following the Arakis takeover by House Harkonnen, the survivors of the family ally themselves with the Fremen, a nomadic group in the desert. As they regard him as a prophesied messiah, he uses their power as a fighting force to take on the Harkonnens. This aspect of the Dune story has a number of other connections to modern day events, where religious extremism and political philosophy blend together to the point where they are inseparable. In this modern day, the global Jihadist movement isn't so much of a religious statement; it's a political statement on the part of a radical/religious government, which uses the beliefs of its followers to enact terrible acts. The suicide bombings in Moscow or Iraq aren't religiously motivated: they are conducted on the behalf of people seeking to institute some sort of political change, using religious rhetoric to get their base fired up. In a way, these are the tactics of any major political party, even here in the United States, especially during campaign season, when there is a lot of misinformation and statements. Fortunately, people don't go and blow themselves up in support of any candidates.

Fundamentalist warfare is not at the heart of military thought and theory, but the tactics and motivations are generally the same as any larger authority going to war with another nation, and in rare occasions, this sort of mentality and plotting is really looked at and used by a speculative fiction novel or other project. Red Mars and Dune exemplify the issues surrounding war-like conflicts and actions, where a number of other books really look at other, elements of warfare - the effects of combat on soldiers, morals, and so on, as well as the technology that is used as the main point of these sorts of novels.

The clear lesson of military science fiction of this sort shouldn't be what types of technology we should be looking for. There are no good inherent lessons in that realm of thinking. Technology and tactics are dependent upon the environment in which they are created and subsequently used against an enemy. The tactics of airborne soldiers during the Second World War would have been elements of science fiction to ancient Roman generals, but it represents not only the technology but the tactical and strategic thinking behind it. No, the lessons that should be learned (if one is looking for lessons) are the fundamental underpinnings of what brings two political entities against one another in violence. It's not the technology; it's the people behind it.